On
questions in standard pragma-dialectics
Sobre las cuestiones en pragma-dialéctica estándar
Fernando Leal
fernando.leal@academicos.udg.mx
Departamento de Estudios en
Educación
Universidad de
Guadalajara
Fecha de recepción: 01-07-2021
Fecha de aceptación: 15-10-2021
Leal, F. (2020). On questions in
standard pragma-dialectics.
Quadripartita Ratio:
Revista de Retórica y Argumentación, 6(11), 41-54. ISSN: 2448-6485
[41]
Abstract: The purpose of
the paper is to add the concept of a question to standard pragma-dialectics in
such a way that the hitherto basic concept of a standpoint can be defined
through it. Consequently, the concept of a question becomes the basic concept
of standard pragma-dialectics. Being basic, the concept of a question cannot be
defined. However, a few things can be said to clarify the concept itself. Among
the most important properties of questions as they play a role in argumentation
the following should be mentioned: discussions are always triggered by
questions; no question stands alone but is always part of a network of
questions; there is always a degree of specificity of a question which is crucial
to the discussion; questions are never fully verbalizable; background
information is based on the specificity of questions. These properties seem to
depend on questions being correctly conceptualized as abstract objects—and thus
different from requests, which are speech acts.
Keywords: standard
pragma-dialectics; basic concept; question; request; standpoint; question
specificity; background information; abstract object.
Resumen: El
propósito del artículo es añadir el concepto de cuestión a la pragma-dialéctica
estándar de forma tal que el concepto, hasta ahora básico, de punto de vista
pueda ser definido mediante aquél. Con ello el concepto de cuestión se vuelve
el concepto básico de la pragma-dialéctica estándar. Siendo básico, el concepto
de cuestión no puede definirse. Sin embargo, sobre él se pueden decir algunas
cosas que ayuden a aclarar el concepto mismo. Entre las propiedades más
importantes de las cuestiones que juegan un papel en la argumentación hay que
mencionar las siguientes: las discusiones arrancan siempre de cuestiones;
ninguna cuestión subsiste sola sino que es siempre
parte de una red de cuestiones; hay siempre un grado de especificidad para cada
cuestión, la cual es crucial para la discusión; las cuestiones no se dejan
nunca verbalizar por completo; el concepto de información de fondo se basa en
la especificidad de las cuestiones. Estas propiedades parecen depender de que
las cuestiones se conceptualicen correctamente como objetos abstractos, siendo
entonces necesario que se las distinga de las preguntas como actos de habla.
Palabras clave: pragma-dialéctica estándar; concepto
básico; cuestión; pregunta; punto de vista; especificidad de la cuestión;
información de fondo; objeto abstracto.
[42]
On questions in standard pragma-dialectics
The starting point of this paper is standard
pragma-dialectics, a well-known theory of argumentation, whose basic construct
is the ideal model of critical discussion, itself based on the twin concepts of
standpoint and difference of opinion.[1] I here propose to add a third one, namely the concept of a question. In
three earlier papers (Leal 2019, 2020a, 2020b), I discussed questions in
relation to both the twin concepts and the model of critical discussion. This
fourth paper focuses on the concept of question itself as the basic concept of
pragma-dialectics and explores some of its attributes.
Intriguingly
enough, the concept of a question has been part and parcel of the
pragma-dialectical approach from the very beginning, yet it has remained
largely implicit as the theory was developed. Consider the following passage
taken from the first English exposition of standard pragma-dialectics:
Suppose three people hear someone on television
propound the view that women have a logic of their own; suppose also that the
three people, having heard this view propounded, embark upon a (serious)
discussion of the question ‘Have women a logic of their own?’ One of them
then says ‘In my opinion it is true that women have a logic of their own’, the
second says ‘In my opinion it is not true that women have a logic of their
own’, and the third says ‘I do not know whether or not it is true that women
have a logic of their own’. [van Eemeren and
Grootendorst 1983, p. 78; bold print added]
The reader will recognize in the
three positions described here, respectively, the affirmative answer to the
question that triggers the discussion (call it Yes), the negative answer (call
it No), and an expression of noncommittal doubt (call it Maybe). The question
has thus brought three differences of opinion to the surface, which may be
represented as follows:[2]
Difference of opinion |
Q: Have women a logic of their own? |
|||
Yes |
No |
Maybe |
||
Q: Have women |
Yes |
– |
|
|
No |
Mixed |
– |
|
|
Maybe |
Non-mixed |
Non-mixed |
– |
This is all standard pragma-dialectics: a mixed
difference of opinion involves two parties, each one of which upholds a
standpoint; a non-mixed one [43]
involves one party which upholds a standpoint and another party which does not,
resting content with voicing a noncommittal position. The only thing that is
added to the standard model is precisely the perspective of a triggering question
which was raised by someone on television. It is not necessary that the
characters, real or fictional, who raised the question on television actually asked
a question. It suffices that they said something that was insofar
controversial that it raised the question which in its turn triggered the
discussion of the viewers.
The distinction just mentioned
between asking and raising a question is common in English and other languages.
People can ask questions in the strong sense of the word, i.e. request for a piece of information that they
need but don’t have at the moment, by using either interrogative sentences or a
variety of other verbal means (‘please tell me whether…’, ‘I wonder why…’, and
so on).[3]
Yet questions are raised by things said or done by people in the course
of human interactions. If, for whatever reason, we don’t wish to name
the person who by word or deed raises a question, we can also use an impersonal
expression and just say that the question arises. These and other
expressions, both in English and in other languages, are perfectly ordinary,
and we want to avail ourselves of this lexically marked distinction in order to
make clear that no critical discussion can take place unless a question arises,
even if no one in the situation actually asks the question.
Now, the basic concept in
standard pragma-dialectics is undoubtedly that of a standpoint (van Eemeren & Grootendorst 1983, p. 7; 2004, p. 2; van Eemeren & Snoeck Henkemans 2017, pp. 1-3). To say that it is basic implies
that it cannot be defined. All other concepts in pragma-dialectics presuppose
it and are defined by means of it. In the modified theory I am working towards,
however, it is possible and appropriate to define a standpoint. According to
such a definition, a standpoint is an answer offered by someone to a
question that has arisen in a communicative situation. We may well want to modify
this definition at some point, but let it stand for the time being. The concept
of a question is thus the basic one in what we may call erotetic
pragma-dialectics (just a fancy phrase for pragma-dialectics plus the
concept of a question). Although the concept of a question, being basic, cannot
be defined here, a few things can nonetheless be said about it that may improve
the reader’s understanding. To say these things is the purpose of the present
paper.
Before we start, I want to
insist that this paper does not in any way give, nor does it aspire to give, a
definition of the concept of question. This concept, I repeat, is basic and
cannot be defined within erotetic pragma-dialectics. Readers should look at
this paper as a gentle introduction to the concept of a question by way of
reminding them of things that they already know at some level, but upon which
they perhaps have not quite reflected yet.[4]
1. Questions as triggers
Let us first ask ourselves what
triggers a discussion. Very often, somebody says something absolutely
outrageous, so people immediately react by contradicting the speaker and a
discussion starts. This might induce us to think that it is the outrageous statement
that triggered the ensuing discussion. But think for a moment. The said
statement is outrageous precisely because what it says is against what we all
assumed was out of the question or unquestionable. By saying what she said, however,
the speaker did question it. She did not question it by asking
the corresponding question but rather by [44]
asserting something that she knew nobody would accept.[5]
The speaker’s assertion
shattered the ground, rocked the boat, pulled the rug from under our feet—and
the reaction was immediate and strong. However, what gave the statement its
force was the fact that through it a question was raised. In fact, the reaction
was strong because the question was raised, for it had been considered
settled at that point and in that company.
A question raised is the exact
opposite of a question settled. And unsettling a settled question is one of the
most provoking things someone can do in human communication. By dint of giving
the question an answer that goes against the grain, against the stream, against
the current, the speaker has renewed the question, and so a discussion has
become unavoidable. But mark: the discussion that has become unavoidable has
not been triggered by the statement that unsettled the question, but by the
question itself, by the fact that an answer to it was felt to be already agreed
upon until the speaker brought the question as such back to life. The
discussion is thus not about the statement itself but about what the right
answer to the question is. The statement itself has interest for the discussion
only insofar as it is seen to be the wrong answer. This is the first thing that
I want to say about questions—they have the unique property of triggering a
discussion.
2. Questions not the same as requests
For reasons which will be
explained presently, from now on questions, in the theoretical sense intended,
shall be printed in small capitals. Thus, consider the following expressions:
(1)
the question of free trade
the tariff question
the question of race
the jewish question
the china question
There is an endless supply of such expressions,
and they all have certain features in common. One is that they correspond to
public controversies. People get agitated, excited, even belligerent about
them. It is, however, quite likely that, if you ask people what the ‘question’
is, you will get not only different answers but answers to different questions.[6]
This is not a pun but rather a way of introducing an important distinction.
Contrast now the following expressions:
(2)
Should
Congress confirm the USMCA?
Are there any
circumstances under which the abolition of import taxes may harm the overall
economy?
Is it morally
right to accept that some people will be losers if tariffs are completely
abolished?
Will the GDP
grow in all open economies?
Was Trump
right to withdraw from the Trans-Pacific Partnership initiative?
These are particular requests for information
that may be performed, in the appropriate situation, by somebody who is
trying to make explicit what worries her when she thinks about the question of free trade. Some of the
expressions in (2) may be clearer, more precise, more relevant, more interesting,
than others in the same list, depending on context and audience, but the point
here is that they all are, shall we say, more down to earth than the question of free trade. Discussion
triggered by the latter will, in the ordinary course of things, be more chaotic
and less productive than discussions triggered by the expressions in (2). For
the time being, however, the important thing is that the expressions in (2)
can, in the appropriate context, play [45]
the role of illocutionary acts of a particular kind, what we usually call requests
for information. As opposed to this, the expressions in (1) cannot play that
role. Now, the concept that I consider basic to erotetic pragma-dialectics is
the concept of a question, not the concept of a request. A request may give
voice to a question, by asking it; but requests belong to a different category
than do questions.
In this paper I shall use
ordinary print when I am dealing with requests, but from now on I shall
highlight a question by means of small capitals, as indeed I already have in
(1) above. This is a convention introduced in linguistics to refer to lexemes,
which is the abstract aspect of a word.[7]
The distinction between a question and a request is equally a matter of
abstraction. Questions are abstract objects; and they are related to requests
in that a request consists of a speaker asking a question in a particular
situation.[8]
When the speaker does not ask a question but says something that makes the
question arise, she is not performing the speech act of requesting, but she is nonetheless
raising the question and her interlocutor may pick it up and say, in her turn,
something in response to it. When that happens, the question becomes
dialectically active and may even induce the uttering of standpoints, the
emergence of differences of opinion, and the start of a discussion or a
subdiscussion.
3. Questions always part of a network
As long as nobody asks one
of the questions in list (2) or says something that makes it arise in a
given situation, those questions are dialectically inert; but as soon as they
become alive, they will sooner or later lead to other questions.
This is so, because any
question is part of a more or less complicated network of questions,
many of which are bound to arise as soon as the discussion gets some traction.
Questions are always related to other questions. Whether these other questions
get asked or arise during the discussion, and which questions actually do, is
another matter, which depends on the ability and knowledge of the discussants, on
the time at their disposal, on the emotions that emerge in the situation, and
on other factors (for examples, see Leal 2019, 2020a, 2020b).
Questions are nonetheless abstract
objects, and the interrelationship of questions within a network is an aspect
of their being abstract objects. Numbers, which are the first abstract objects
to be discovered in Western thought, are not alone, either; each one of them has
at least a successor, they can be added to each other, and so on. Something
similar is true of questions: they presuppose other questions or are
presupposed by them, a question can be divided into sub-questions, and so on.
These interrelationships between questions are real, even if, in a given
discussion, only a few of them get activated by or during the discussion.
4.
Relative specificity of questions
The next thing I want to say
is a bit difficult, because it involves the unavoidable fact that when a
question is verbalized, many things are usually assumed which belong to the
question. Before going on, please note that a question can be verbalized at two
different levels. On the one hand, the illocutionary act of asking a question obviously
verbalizes it, gives it a certain expression by means of a sequence of words. This
speech act can be realized by means of several locutionary acts, for instance:
(3)
Why
is free trade a good thing for the country at this point in time?
[46]
I wonder
whether there is a reason to prefer free trade for the country now.
Perhaps you
could tell me whether opening the economy is good for us right now.
I don’t quite
get the causal chain leading from the abolition of tariffs to an improvement of
our GDP today.
Explain the
benefits of an open economy in the current situation.
There are interesting variations in the above formulations.
First of all, there is a difference in syntactic form. As is well known, in
order to perform an illocutionary act, here the act of requesting information,
we can use various locutionary forms, such as an interrogative sentence or an
imperative one, as in the first and last sentences in (3). Secondly, the
lexical content of the sentences can be considered synonymous only
insofar as we accept certain equivalences or quasi-equivalences, namely:
(4)
free
trade » opening the economy » the abolition of tariffs » an open economy
why »
reason »
causal chain
good thing »
preferable »
good »
improvement »
benefits
the country »
us »
our GDP
the country
at this point in time » the country
now »
us right now »
our GDP today »
the current situation
Now, the difficulty resides in the fact that,
when there is need to refer to the questions that are verbalized by a speech
act, all one has is words; and sometimes the words we use in a request will be
similar or even identical to the words used to refer to the question. This is
not an unusual situation when we use linguistic means to refer to linguistic
means. The most famous instance is Tarski’s
‘p’ is true if and only if p.
Yet in order to keep separate the two levels, I
propose to refer to questions either by generic expressions of the sort
exemplified in (1) or by indirect interrogative sentences in small capitals,
with or without the phrase ‘the question’. Thus, the questions corresponding to
the requests in (2) would be:
(5)
the question whether congress should confirm the usmca
the question whether
there are any circumstances in which the abolition of import taxes may harm the
overall economy
the question whether it
is morally right to accept that some people will be losers if tariffs are
completely abolished
the question whether the
gdp will grow in all open economies?
the question whether trump
was right to withdraw from the trans-pacific partnership initiative
All these questions may be said to be
specifications of a generic question, namely, the
question of free trade. The corresponding requests, i.e.
the concrete, situated acts of asking, can be more or less particularized,
according to how specific the question is which they verbalize.[9] [47]
5. Requests can never fully express a question
Now, there are severe limits to
the particularization of a request. An example may clarify my meaning. In 1914,
Bertrand Russell delivered the Lowell Lectures on “our knowledge of the
external world”. After an informal sketch of the formal logic he pioneered, he
proceeds to apply it to philosophy via “the oldest and most travelled road…
which leads through doubt as to the reality of the world of sense”
(Russell 1914, p. 63). This leads him to a “hypothetical construction” (ibid.,
p. 93) of the world out of the data provided to us by our senses. We may here
forego the details of such a construction. But of it he says at some point:
Our hypothetical construction… shows that the
account of the world given by common sense and physical science can be
interpreted in a way which is logically unobjectionable, and finds a place for
all the data, both hard and soft. It is this hypothetical construction, with
its reconciliation of psychology and physics, which is the chief outcome of our
discussion. Probably the construction is only in part necessary as an
initial assumption, and can be obtained from more slender materials by the
logical methods of which we shall have an example in the definitions of points,
instants, and particles; but I do not yet know to what lengths this diminution
in our initial assumptions can be carried. [Russell 1914, pp. 104-105; bold
print added.]
The last sentence, printed in bold and consisting
of two clauses connected by ‘but’, asks the question that was bothering
Russell. It is a request directed to himself and to other philosophers who
might be interested in answering the question. The point is that the request
could only be understood by someone who was steeped in the details of
those logical methods and shared the ideal of putting forward a logical
construction with the minimum of initial assumptions. This was exactly the case
with another philosopher, Rudolf Carnap, who read that sentence, understood the
question asked in all its specificity, wrote a marginal note saying that he was
going to answer it (Creath 1991, p. 24), and actually offered such an answer in
another famous work in early analytic philosophy (Carnap 1928).
In other words, the request
could only be understood by someone who was suitably trained and interested in
filling in the details that are hinted at in Russell’s sentence. Carnap had
mastered those details, which is why, for him, the sentence was crystal clear
and utterly precise (again see Creath 1991, pp. 23-24). However, a reader
innocent of that knowledge could never have understood the question
asked by Russell. Let us now try to produce a more particularized version of
the request contained in Russell’s sentence. This is one possible attempt:
(6)
How
could one rationally reconstruct, by means of the logic of Principia
Mathematica, the sensory basis of our knowledge of the external world by a
narrower and deeper selection of terms and axioms?
This verbalization certainly makes certain
aspects of Russell’s question more explicit (a) by mentioning that one
condition of the solution is the use of those particular techniques
introduced in Principia Mathematica, (b) by naming the goal—rational
reconstruction—and (c) by distinguishing two kinds of principles, the
terms and the axioms of a logical system. However, the question we raised
before (viz. who is in a position to
pick up russell’s question) necessarily re-appears.
A group of readers who may not have quite understood the specific
question asked by Russell will perhaps, thanks to the more particularized
formulation (6), see the light and get the point. However, another and larger
group of readers will still fail to understand what (6) entails and what Russell
was asking for. (For instance, he or she may fail to understand what would be a
narrower and deeper selection of terms and axioms.)
From these considerations it should
be easy to see that, no matter how many more details we [48] add, no matter how long and complex the request becomes,
it will never be possible to express the specificity, as it were the full
scope, of Russell’s question. The reader or listener will always need a modicum
of background information to complete the meaning.[10]
All a request can do is give a hint of what the required background information
is. In certain cases, it will be possible to ask for more details and actually
get them, but a limit will always be reached, beyond which all one can say is
that, if people want to understand the question, then they have to find out
more about the subject matter that the question is about.[11]
Please note that Russell’s phrasing
of the question is not very precise. This, however, does not mean that the
question itself was vague. In fact, it was quite precise. In order to
understand it, though, a reader needs a lot of background information, for
instance, about mathematical logic, geometry, perceptual psychology, and so on.
Carnap was a very informed reader, which is why he did not only understand the
question which Russell’s vague formulation was raising, but he was able to go
further and raise even more precise questions than even Russell could have
imagined at the time when he wrote the passage quoted above.
In sum, requests are
essentially incompletable, for language can only do so much. As Frege used to
say (see fn. 11), the reader has to meet you halfway.[12]
6. Requests can express more than one question
Sometimes requests are quite
simple—they express just the one question. If I answer the phone and somebody
on the other side of the line asks me whether
mary is home (assuming that the request makes
sense and has no complicated presuppositions), it would be right to say that
the request is simple. But things can get complicated very quickly. If the
request is rather whether mary and paul are home (making
a similar assumption as before), then it is quite possible that two questions
have been asked by means of just one request.
This is in a sense only the
other side of the coin of what I have just said about the incompletability
of requests. Take again the question Russell asked in the above passage. As we
have seen, part of what Russell means by putting forward his request is that
the logical system of Principia Mathematica, or at least a system very
much like it, has to be used in reconstructing the sensory basis of our
knowledge of the external world. Somebody with sufficient understanding of the
stakes contained in Russell’s request may answer that the task envisaged by
Russell is feasible but only by using a substantially different logical system.
This means that the fuller formulation in (6) is a request which, precisely
because it contains so many specifications, has to be understood as expressing
many questions.
Some readers may detect something
like a contradiction in what I have just expounded. If a request such as (6)
can, on the one hand, never fully express a question, yet on the other, by
trying to become more particularized, turns out to correspond to more than one
question, then I seem to imply that questions are single and multiple at the
same time. The solution to the puzzle lies in taking very seriously the idea of
questions being nodes in complex networks of questions (§3). Requests
which, through an effort at particularization (§4, fn. 9), add more and more
bits of information, are actually capturing several nodes of the question
network at the same time. [49]
7. Questions and background information
The relation between questions
and background information is reciprocal. Let us start from an utterly
imaginary scene. Russell is talking, in person, to three different people:
Carnap himself, an advanced student of Carnap’s, and
a sophomore. They have all three listened to the lecture which ends with the
quotation above, i.e. with the request put forward by
Russell (1914). Carnap understands the question raised by that request so well
that he says he has a very good idea of how to start answering it.[13]
His advanced student, call her Ruth, is unable to start answering the question
yet understands an important part of what Russell means, and so she can at the
very least raise intelligent, well-informed questions, by means of the answers
to which she slowly achieves an ever greater understanding of it, so that she may
in the fullness of time come to know as much as Carnap and put herself in a
position to work on a possible answer. Martin, the sophomore, however,
understands little or nothing of the question, so he cannot even formulate good
questions in order to improve his understanding.
This shows that background information
can actually be defined as that which makes possible both to understand, wholly
or partly, any request and, crucially, to ask further questions in order to
improve one’s grasp of the original request. So, we should say that someone
cannot understand a request or cannot ask a good question concerning that
request because she lacks background information, but we should also say that someone
lacks background information if she cannot understand a request or ask a good question
concerning that request. The two concepts are interdefinable.
Nonetheless, given that the concept of question is here stipulated to be basic,
I propose to use it to define background information and not the other way
around. After all, one major problem in argumentation theory is precisely that,
although it is widely understood that the concept of background information is
essential to the interpretation of what people mean when they argue, yet nobody
has found a way to define it, let alone theorize about it. Let us then define
background information as that which enables an arguer either to understand a request
at issue or, in case she does not understand a request, at least to raise
other, appropriate questions in order to come to understand what the request is
about.
Let us consider once again the
example above. The same question can be raised by means of several requests;
sometimes, it has to be raised by several requests in order to try to
reach different people. A vague request, such as Russell’s, can convey a
sufficiently precise question for a well-prepared listener, such as Carnap,
whereas a less well-prepared listener, say Martin, will take a vague request as
raising a vague question, given his inferior amount of background information. This
might have been the reason for Russell’s choosing a vague request. By his vague
phrasing, Russell would be reaching both Carnap and Martin, and anyone in
between. On the other hand, the same request can raise several questions for
different people, and even for the same person who is issuing the request, if
she is confused about what she means. Thus, if Martin is utterly ignorant of
logic and lacks other bits of highly relevant background information of
Russell’s question, then he would mistake Russell’s intent so widely that a
completely different question would have been raised as far as he is concerned.
Those of us who have a long teaching experience, find this sort of thing
happening all the time when students struggle with their assigned readings. [50]
8. Kinds of request, kinds of question
Traditional grammar
distinguishes two kinds of interrogative sentence: open and closed. Open interrogative
sentences are introduced by a special kind of pronoun or pronominal
construction: what, who, why, how, where, when,
to which end, by what means, and so on, either in its direct form
(who is the man standing there?) or in its indirect form (I wonder
who the man standing there is). Closed interrogative sentences have no such
pronoun or pronominal construction in the direct form, but either a special
word order (is the man standing there John?) or
a special intonation (the man standing there is John?); and in its
indirect form, they are accompanied by the word whether and sometimes by
the word if (I wonder whether/if the man standing there is John).
I propose to apply this elementary grammatical distinction to requests, the
illocutionary acts that are sometimes expressed by interrogative sentences.[14]
When ancient dialectics was
codified by Aristotle in his Topics, he fixed the canonical form of a dialectical
request: it had to be expressed by a closed interrogative sentence.[15] He was thereby closely following a Socratic
practice of going as soon as possible from the open form to the closed form, i.e. from asking the question what virtue is to asking the question whether virtue is this or not. This practice is based on the
fact that a closed interrogative sentence expresses more of the
background information needed to answer it than an open one. If somebody loses
his car keys and asks herself the question where
her car keys are, the number of possible or even impossible answers is
much bigger than if she asks herself the question whether her car keys are inside the car or not. Thus, a
closed request is ceteris paribus much more informative than an open request.
This makes an answer to a closed request much easier to attack than an answer
to an open request, which is the reason why Socrates in Plato’s dialogues wants
to proceed to closed requests as soon as feasible and why they are the
canonical form in Aristotle’s dialectics.
At this point, however, I want
to call attention to an important change that took place in medieval dialectics,
as it presents itself in the genre of quaestio. What we find,
particularly well developed in Aquinas, is the idea that a quaestio
cannot be expressed by an interrogative sentence but rather by a vague
description, of the sort illustrated above in (1). If a thinker does her
homework and cashes out that vague description by carefully framing requests,
then there is progress from the quaestio to its articuli, which
are the subdivisions of the quaestio.[16]
Each articulus is a closed request, of the sort illustrated in (2) and
(3) for the question of free trade.
In the wording of §4, each articulus is the attempt to articulate a
particular specification of a generic question.
The concept of a question in
erotetic pragma-dialectics must thus perform a double function, referring both
to quaestiones in the medieval sense (i.e.
generic questions) and to the abstract objects that any concrete request, such
as Russell’s in the above quoted passage, is trying to approximate (i.e.
more or less specific questions). When Carnap attempted to answer Russell’s
request, he produced further and further approximations in the form of increasingly
particularized requests.
The medieval articulus very
often takes the canonical form ‘whether something is the case or not’, but
sometimes it takes the form of a multiple-choice request ‘whether something is
A or B’. This is important, because the medieval articulus is the source
of our modern research article, in which either one hypothesis is put to the
test (say, by means of null hypothesis significance testing, which is
increasingly under fire; cf. Gigerenzer 1993, Ziliak
& McCloskey 2008) or more than one (Chamberlin 1890, Platt 1964). [51] When a researcher frames what we call a research
question, she takes a generic question and, by working hard, specifies that
question down to one or several closed requests. Graduate students learning to
become researchers are often guided toward such a specification by a supervisor
or other senior researcher (Alon 2009).
Although this process of
specification is especially clear when talking about academic research, we can
also witness it in the sharp requests put forward by seasoned journalists who
have, through careful investigation of the issues, managed to identify that
one point which a politician is trying to keep hidden from the public. Only
very able politicians, when subjected to accurate questioning of this sort, can
manage either to appear in a more or less favourable light or to once more
successfully dodge the issue by the skillful use of
certain techniques of evasion (Rogers & Norton 2011, Clementson
2018).
9. Triggering vs. underlying questions
The discussion triggered by a
question may, as a consequence of the back and forth between the parties,
unearth a new, different question, which is perceived by them, more or less
clearly, as part of the network of questions raised during the discussion and
perhaps even as the ultimate ground of their disagreement. In real life, this
happens often enough, as is shown by this snippet of conversation between man
and wife, overheard during an airplane flight (Gilbert 1999):
(7)
She.
We never
seem to really talk anymore.
He. Sure we do, we talk all
the time.
She. But I don’t feel like we really communicate.
He. That’s because
you’re always talking
about your work.
She.
Not all the time.
He. Well, a lot of the time—most of it, in fact.
She.
Oh, never mind.
He. See, when the talk becomes real you stop it.
The question
that triggered the discussion could perhaps be framed as whether these two people talk to each other
or perhaps whether they communicate with
each other. However, as is clear for anyone with some experience of
married life, this discussion probably turns around a different and deeper
question, although it would take time and patience, and even the help of a
marriage counsellor, to find out what that question actually is. In fact, the
triggering question may sometimes be even more banal, say when exactly is someone going to wash the
dishes or whose turn it is to
bring the garbage out, but once the discussion around such a banal
question really starts going, people know at some level that they are asking
very different questions, in fact they may actually be questioning their entire
relationship.
This is well known from everyday discussions of the sort described, but
a moment’s reflection shows that it happens all the time in political life. Think
of the way politicians love to shift the discussion when things get rough for
them or their policies. The same is true of life and work within organizations,
as when a boring administrative issue is belaboured again and again during a
meeting, but behind that boring issue there lies a struggle for power (Saran
1985). Even in the world of academic discourse, where people are supposed to be
objective and only search for the truth of the matter, we are often able to
recognize that something deeper is being discussed once the parties start being
impolite to each other.[17] If we call the real question at issue the underlying
question, then we may usefully distinguish it from the triggering
question.
10. Conclusion
In the absence of a definition
which cannot be given within the theoretical sketch offered here, I at least
hope that these few remarks and examples will [52]
help the reader grasp the import of the concept of a question, which I
wish to posit as the basic concept of erotetic pragma-dialectics. Other
argumentation theories, from Aristotle’s Topics down to Walton’s theory
of dialogue (Krabbe & Walton 1995, Walton 1998) have also tried to
incorporate questions as part of the discussion process in which arguments can
only be presented and exchanged; but they have always dealt with them either at
the syntactic level (interrogative sentences, whether formalized or not) or at
the pragmatic level (illocutionary acts, requests). By doing this, they have
left questions as such out, questions in the proper sense of the word, which
are abstract objects.
I am, of course, perfectly
aware of the difficulties inherent in referring to questions in this way.
Western civilization has been aware of the problematical status of abstract
objects ever since Plato started the ball rolling. But it is not by ignoring abstract
objects that we can aspire to a theory of argumentation. In fact, argumentation
theory already brims with abstract objects, even if we leave questions out of
the picture. It is impossible to go very far in studying argumentation without
positing, for instance, propositions and arguments. These are as abstract as
numbers or sets. And no attempt to get rid of any of them has ever been
successful. Even Quine, the arch-reducer, had to give up (1981, §22).
If the traits described above
make sense to the readers, if they see them as constituting a valuable
framework for talking about questions and their crucial role in argumentation
and critical discussion yet cannot abide talk of abstract objects, then let
them try to reconstruct all the things I have said without talking about
questions as abstract objects. As far as I can see, it cannot be done. However,
I keep an open mind, for it is not abstract objects per se that I wish
to keep but only the things than can be said thanks to them.
As for pragma-dialectics, I
believe to have shown in other papers how questioning works within the standard
theory and how the theory performs when this perspective is explicitly added.
The distinction between single and multiple differences of opinion is better
understood from the perspective of question and, through the new understanding,
it allows us to see the phenomenon of philosophical disagreement in a new light
(Leal 2019). Again, the distinction between mixed and non-mixed differences of
opinion is shown to be in need of broadening, at least as far as philosophical
questioning is concerned (Leal 2020a). Finally, questions can be shown to play
a larger role within each stage of the model of a critical discussion (Leal
2020b). However, in all those papers I had simply assumed erotetic concepts
without trying to clarify them. I am perfectly aware that there are still many things
that need to be said about the relation between questions and
pragma-dialectics; but I hope that the above is at least a start in the right
direction. [53]
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[1] The phrase ‘standard
pragma-dialectics’ has been coined by way of contrast with ‘extended
pragma-dialectics’, which includes rhetorical aspects (van Eemeren
2010). The important but rather undertheorized notion of a ‘rhetorical
question’, can only be discussed within extended pragma-dialectics, so I shall
not consider it in this paper.
[2] There is, of course, a fourth
difference of opinion involving, at the same time, the three parties in the
above example. This fact points to the concept of a trilogue
and, more generally, of a polylogue (Kerbrat-Orecchioni 2004). A trilogue is a discussion in which all three parties are
engaged at the same time. In a trilogical situation,
there are seven combinations of possible diagreements:
Yes-No-Maybe (as in the example), Yes-Yes-Maybe, No-No-Maybe, Yes-Maybe-Maybe,
No-Maybe-Maybe, Yes-Yes-No, and No-No-Yes. The most famous discussion which has
the Yes-No-Maybe arrangement is Galileo’s 1632 Dialogue concerning the two chief
world systems (see Finocchiaro 1980), in which there is a mixed difference
of opinion between Salviati, who defends the
Copernican world system, and Simplicio, who attacks it, whereas the younger
Sagredo is undecided and thus has a non-mixed difference of opinion with both Salviati and Simplicio. For simplicity’s sake, standard
pragma-dialectics is predicated upon dilogical
situations (two parties in disagreement), but it can be adapted to any polylogical situation (Lewiński
& Aakhus 2014).
[3] A few remarks on the terminology I use in this paper
might be advisable: (1) asking a question is equivalent to making a
request, (2) if someone asks a question, she also thereby raises
that question, but (3) somebody may raise a question without actually
asking one, i.e. without making a request.
[4] As always, the word ‘question’ has several meanings,
and I do not pretend that the meaning I am exploring here is the only one.
However, this is the meaning that I intend for the purpose of inserting the
concept of a question in the body of theory of standard pragma-dialectics.
[5] The triggering statement does not have to be
outrageous, of course, it suffices that it is not self-evident for the
audience.
[6] Van Inwagen (2008, p. 327): “Perhaps we should begin
with this question: What is the ‘problem of free will’? Like those other great
‘problem’ phrases of which philosophers are so fond—‘the
mind-body problem,’ ‘the problem of universals,’ ‘the problem of evil’—this
phrase has no clear referent.”
[7] The said convention appeared for the first time in a
textbook on morphology (Matthews 1974). We can say that a word can be
pronounced, stressed, divided into root and affixes, and so on; and we can also
say of a word, e.g. a noun, that it can be combined with
an article to form a noun phrase; but none of these things can be said of a
lexeme, which is the purely conceptual content of a word, free from all
phonological or syntactic attributes. The lexicon of a language contains
lexemes, not words. Lexemes are among the various abstract objects studied in
linguistics.
[8] Sharp readers might make the following objection: if
somebody, in an appropriate situation, utters sentences such as those in (2),
she is not asking a question in the sense of (1), for the sentences in
(2) are far more specific than any of the expressions in (1). This is correct,
but I beg such readers to be patient, for I shall come back to the point raised
in the following.
[9] Collingwood (1939, pp. 31-32): “It must be understood that question and
answer, as I [conceive] them, [are] strictly correlative. A proposition [is]
not an answer, or at any rate could not be the right answer, to any question
which might have been answered otherwise. A highly detailed and particularized
proposition must be the answer, not to a vague and generalized question, but to
a question as detailed and particularized as itself. For example, if my car
will not go, I may spend an hour searching for the cause of its failure. If,
during this hour, I take out number one plug, lay it on the engine, turn the
starting-handle, and watch for a spark, my observation ‘number one plug is all
right’ is an answer not to the question, ‘Why won’t my car go?’ but to the
question, ‘Is it because number one plug is not sparking that my car won’t go?’
Any one of the various experiments I make during the hour will be the finding
of an answer to some such detailed and particularized question. The question,
‘Why won’t my car go?’ is only a kind of summary of all these taken together.
It is not a separate question asked at a separate time, nor is it a sustained
question which I continue to ask for the whole hour together. Consequently,
when I say ‘Number one plug is all right’, this observation does not record one
more failure to answer the hour-long question, ‘What is wrong with my car?’ It
records a success in answering the three-minutes-long question, ‘Is the
stoppage due to failure in number one plug?’” Note that Collingwood does not
distinguish between (specific) questions and (particularized) requests,
as I do here.
[10] The term ‘background information’ is intended to
cover both background knowledge (van Eemeren
and Grootendorst 1983, pp. 135, 166, 180; Kahane 1984, p. 171) and background
beliefs (Kahane 1984, pp. 16-17, 35, 171). The old Platonic distinction
between knowledge and belief belongs to philosophical epistemology and, after
the deluge of undecisive literature on the topic, I think it advisable to set
it aside for the purposes of argumentation theory. The word ‘information’,
whose home is in computer science, is austere and abstract enough for our needs
(cf. ‘unstated information’ in Kahane 1984, p. 37). See also §7 below.
[11] Frege often insisted on this point; see ‘Über Begriff und Gegenstand’, in Geach &
Black 1960, p. 54; ‘Was ist eine
Funktion?’, ibid., p. 115; ‘Über die Grundlagen der Geometrie’, in Kluge 1971, p. 33.
[12] I mean what I say.
I do not just mean that requests are, as a matter of boring fact, always
incomplete, because after all one relies on context for communication, and so
on. I mean that nobody—nobody—can ever say all that she means, and even
less say, or even be aware, of all that is implied (in the various sense of
this notoriously polysemic word).
[13] In truth, we know (Creath 1991, pp. 23-24) that it
took Carnap several years to answer the question, for he read Russell (1914) in
1919, shortly before finishing his doctoral dissertation, and he only tackled
Russell’s question in his Habilitationsschrift,
completed in 1926 and published as Carnap (1928). In these several years, I am
sure the question became increasingly specific as time went by and it gave
birth to many other questions in the network of philosophical questions that
makes up a significant part of Carnap’s constructionist
variety of logical positivism.
[14] The distinction harks back to Chrysippus’s
dialectics, in which an open request was called πύσμα
and a closed one ἐρώτημα
(Diogenes Laertius VII, 66). Of course, the Stoic terminology conflated
dialectics, logic, and grammar, as we all often do.
[15] He called such an interrogative sentence either πρότασις or πρόβλημα, depending on the dialectical stage in which it
occurred (see Topics A, 101b29-34).
[16] For recent descriptions of the complex role played by
the quaestio in medieval thinking, see Lawn (1993), Weijers (2013), Novikoff (2013).
[17] I believe this is very much the case in the
intemperate attacks dealt to otherwise respectable scholars who have dared to
question Darwin’s theory of natural selection as the preferred explanation for
the facts of evolution (see, for a very good example, the debate in The
London Review of Books, October 18, Nov. 1,
15, 29, 2007; January 3, 2008).